Symbols / GAIN Stock $16.01 +0.69% Gladstone Investment Corporatio

Financial Services • Asset Management • United States • NMS
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Stock Fundamentals
Scroll to Statements
Index EQUITY
Sector Financial Services
Industry Asset Management
CEO Mr. David A. R. Dullum
Exch · Country NMS · United States
Market Cap —
Enterprise Value 1.20B
Income 184.75M
Sales 99.08M
FCF (ttm) 39.55M
Book/sh 16.78
Cash/sh 0.03
Employees —
Insider 10d —
IPO Jun 23, 2005
Div forward ($/yr)
Div TTM ($/yr)
Dividend Yield
Ex-Div Date
5Y Avg Yield
Yield vs 5Y Avg
Payout 20.13%
P/E 3.36
Forward P/E 17.26
PEG 5.41
P/S —
P/B 0.95
P/C —
EV/EBITDA —
EV/Sales 12.12
Quick Ratio 0.11
Current Ratio 0.13
Debt/Eq 84.47
LT Debt/Eq —
EPS (ttm) 4.77
EPS next Y 0.93
EPS Growth 3.27%
Revenue Growth -8.60%
EPS Gr Q/Q 3.61%
Rev Gr Q/Q —
Earnings (next) 2026-08-11
Earnings (prior) 2026-02-03
ROA 2.00%
ROE 31.66%
ROIC —
Gross Margin 100.00%
Oper. Margin -0.02%
Profit Margin 186.47%
Shs Outstand —
Shs Float —
Insider Own 1.85%
Instit Own 17.91%
Short Float 1.59%
Short Ratio 1.29
Short Interest 618.27K
52W High 17.14
vs 52W High -6.59%
52W Low 13.11
vs 52W Low 22.12%
Beta 0.79
Impl. Vol. 6.25%
Rel Volume 0.40
Avg Volume 401.13K
Volume 159.58K
Target (mean) $16.67
Tgt Median $16.50
Tgt Low $16.50
Tgt High $17.00
# Analysts 3
Recom None
Prev Close $15.90
Price $16.01
Change 0.69%
About

Gladstone Investment Corporation is business development company, specializes in lower middle market, mature stage, buyouts; refinancing existing debt; senior debt securities such as senior loans, senior term loans, lines of credit, and senior notes; senior subordinated debt securities such as senior subordinated loans and senior subordinated notes; junior subordinated debt securities such as subordinated notes and mezzanine loans; limited liability company interests, and warrants or options. The fund does not invest in start-ups. The fund seeks to invest in manufacturing, consumer products and business/consumer services sector. It seeks to invest in small and mid-sized companies based in the United States. The fund prefers to make debt investments between $5 million and $30 million and equity investments between $10 million and $40 million in companies. The fund invests in companies with EBITDA from $4 million to $15 million. It seeks minority equity ownership and prefers to hold a board seat in its portfolio companies. It also prefers to take majority stake in its portfolio companies. The fund typically holds the investments for seven years and exits via sale or recapitalization, initial public offering, or sale to third party.

Valuation Models

Price estimates from analyst targets and simple models.

1. Analyst consensus
$16.67
Mean price target
2. Current target
$16.01
Latest analyst target
3. DCF / Fair value
$71.55
Fallback: EPS × 15 (assumed fair P/E). No FCF data; use with …
Ratings
Current target
$16.01
Low
$16.50
High
$17.00
Mean
$16.67

Latest analyst rating changes

Date Action Analyst Rating Change Price Target
2026-05-14 main Oppenheimer Outperform → Outperform $17
2026-02-04 main Oppenheimer Outperform → Outperform $15
2025-09-05 init Clear Street — → Buy $15
2025-05-14 down Ladenburg Thalmann Buy → Neutral —
2024-11-11 main B. Riley Securities Neutral → Neutral $14
2024-08-07 main B. Riley Securities Neutral → Neutral $13
2024-05-10 reit B. Riley Securities Neutral → Neutral $14
2024-05-09 down Ladenburg Thalmann Buy → Neutral $14
2023-05-15 reit Oppenheimer Perform → Perform $15
2022-11-02 up Ladenburg Thalmann Neutral → Buy $14
2021-04-21 init Oppenheimer — → Perform —
2020-02-06 down Wedbush Outperform → Neutral $14
2019-05-15 down Ladenburg Thalmann Buy → Neutral —
2018-03-06 up Wedbush Neutral → Outperform $11
2017-11-20 down Wedbush Outperform → Neutral —
2017-11-03 main Jefferies — → Hold $10
2017-06-14 init Wedbush — → Outperform $10
2016-04-29 init Janney Montgomery Scott — → Buy —
2015-07-01 init Jefferies — → Hold $8
2014-05-23 down Ladenburg Thalmann Buy → Neutral —
News
RSS: Latest GAIN news
Insider Transactions
Filed Date Insider Relationship Transaction Shares Price Value SEC
2026-05-19 RITCHIE TAYLOR Chief Financial Officer — 915 $16.10 $14,948
2024-10-10 DULLUM DAVID A R President — 3,000 $0.00 $0
Financials
Statement View
Amounts in millions (2 decimals, no suffix) • EPS per share (2 decimals) • Trend = period evolution • YoY Growth = previous period %
Line Item Trend 2026-03-31 2025-03-31 2024-03-31 2023-03-31
Total Revenue
177.52
+188.02%
61.63
-22.03%
79.05
+142.07%
32.66
Operating Revenue
177.52
+188.02%
61.63
-22.03%
79.05
+142.07%
32.66
Operating Expense
-7.24
-96.36%
-3.69
+41.11%
-6.26
-116.36%
-2.89
Selling General And Administration
6.14
-25.23%
8.21
+33.42%
6.15
-12.08%
7.00
General And Administrative Expense
6.14
-25.23%
8.21
+33.42%
6.15
-12.08%
7.00
Other Operating Expenses
-13.37
-12.44%
-11.89
+4.16%
-12.41
-25.48%
-9.89
Net Income
184.75
+182.85%
65.32
-23.43%
85.31
+139.98%
35.55
Pretax Income
184.75
+182.85%
65.32
-23.43%
85.31
+139.98%
35.55
Net Interest Income
52.60
-4.99%
55.37
-4.00%
57.67
+29.90%
44.40
Interest Expense
37.14
+31.49%
28.25
+17.10%
24.12
+51.92%
15.88
Interest Income
89.74
+7.33%
83.61
+2.22%
81.79
+35.70%
60.28
Gain On Sale Of Security
-27.59
-143.67%
63.18
+108.83%
30.26
+181.37%
10.75
Tax Rate For Calcs
0.00
+90.48%
0.00
+0.00%
0.00
+0.00%
0.00
Tax Effect Of Unusual Items
0.00
0.00
0.00
0.00
Net Income Including Noncontrolling Interests
184.75
+182.85%
65.32
-23.43%
85.31
+139.98%
35.55
Net Income From Continuing Operation Net Minority Interest
184.75
+182.85%
65.32
-23.43%
85.31
+139.98%
35.55
Net Income From Continuing And Discontinued Operation
184.75
+182.85%
65.32
-23.43%
85.31
+139.98%
35.55
Net Income Continuous Operations
184.75
+182.85%
65.32
-23.43%
85.31
+139.98%
35.55
Normalized Income
184.75
+182.85%
65.32
-23.43%
85.31
+139.98%
35.55
Net Income Common Stockholders
184.75
+182.85%
65.32
-23.43%
85.31
+139.98%
35.55
Diluted EPS
—
1.78
-27.94%
2.47
+130.84%
1.07
Basic EPS
—
1.78
-27.94%
2.47
+130.84%
1.07
Basic Average Shares
—
36.74
+6.58%
34.47
+3.47%
33.31
Diluted Average Shares
—
36.74
+6.58%
34.47
+3.47%
33.31
Diluted NI Availto Com Stockholders
184.75
+182.85%
65.32
-23.43%
85.31
+139.98%
35.55
Line Item Trend 2026-03-31 2025-03-31 2024-03-31 2023-03-31
Total Assets
1,322.85
+31.44%
1,006.40
+7.28%
938.08
+22.52%
765.64
Cash And Cash Equivalents
1.16
-91.91%
14.30
+481.22%
2.46
-8.31%
2.68
Cash Equivalents
0.03
-98.15%
1.35
—
—
Cash Financial
1.13
-91.25%
12.94
—
—
Receivables
8.86
+4.54%
8.47
-23.35%
11.05
+59.35%
6.94
Investments And Advances
1,309.25
+33.69%
979.32
+6.39%
920.50
+22.16%
753.54
Total Liabilities Net Minority Interest
654.62
+29.03%
507.32
+13.91%
445.37
+36.66%
325.90
Payables
88.92
+75.20%
50.75
+9.70%
46.27
+41.36%
32.73
Accounts Payable
7.63
+23.74%
6.17
+47.01%
4.20
+35.61%
3.10
Other Payable
81.29
+82.32%
44.58
+5.97%
42.07
+41.96%
29.64
Long Term Debt And Capital Lease Obligation
564.47
+23.87%
455.71
+14.40%
398.35
+36.14%
292.61
Preferred Securities Outside Stock Equity
—
—
—
—
Stockholders Equity
668.23
+33.89%
499.08
+1.29%
492.71
+12.05%
439.74
Common Stock Equity
668.23
+33.89%
499.08
+1.29%
492.71
+12.05%
439.74
Capital Stock
0.04
+8.11%
0.04
+0.00%
0.04
+8.82%
0.03
Common Stock
0.04
+8.11%
0.04
+0.00%
0.04
+8.82%
0.03
Share Issued
39.82
+8.10%
36.84
+0.41%
36.69
+9.22%
33.59
Ordinary Shares Number
39.82
+8.10%
36.84
+0.41%
36.69
+9.22%
33.59
Additional Paid In Capital
486.72
+9.25%
445.51
+0.18%
444.71
+10.68%
401.80
Retained Earnings
181.47
+238.97%
53.53
+373.67%
-19.56
-253.94%
-5.53
Total Equity Gross Minority Interest
668.23
+33.89%
499.08
+1.29%
492.71
+12.05%
439.74
Total Capitalization
1,232.70
+29.11%
954.79
+7.15%
891.06
+21.67%
732.35
Invested Capital
1,232.70
+29.11%
954.79
+7.15%
891.06
+21.67%
732.35
Total Debt
564.47
+23.87%
455.71
+14.40%
398.35
+36.14%
292.61
Net Debt
563.32
+27.62%
441.41
+11.50%
395.88
+36.55%
289.92
Net Tangible Assets
668.23
+33.89%
499.08
+1.29%
492.71
+12.05%
439.74
Tangible Book Value
668.23
+33.89%
499.08
+1.29%
492.71
+12.05%
439.74
Cash Cash Equivalents And Federal Funds Sold
2.38
-84.26%
15.15
+370.62%
3.22
-0.86%
3.25
Financial Assets Designatedas Fair Value Through Profitor Loss Total
1,309.25
+33.69%
979.32
+6.39%
920.50
+22.16%
753.54
Investmentin Financial Assets
1,309.25
+33.69%
979.32
+6.39%
920.50
+22.16%
753.54
Line Item Trend 2026-03-31 2025-03-31 2024-03-31 2023-03-31
Operating Cash Flow
-101.61
-723.06%
16.31
+123.32%
-69.94
-1452.80%
-4.50
Net Income From Continuing Operations
184.75
+182.85%
65.32
-23.43%
85.31
+139.98%
35.55
Other Non Cash Items
3.68
-17.38%
4.45
+93.10%
2.31
+7.16%
2.15
Gain Loss On Investment Securities
-328.58
-458.66%
-58.82
+64.83%
-167.22
-276.04%
-44.47
Change In Working Capital
38.54
+620.12%
5.35
-44.68%
9.68
+326.78%
2.27
Change In Receivables
-0.45
-134.62%
1.30
+131.50%
-4.12
-263.96%
2.51
Change In Payable
38.06
+766.47%
4.39
-67.43%
13.49
+5720.00%
-0.24
Change In Other Current Assets
0.56
+228.21%
-0.44
-140.88%
-0.18
+59.42%
-0.45
Change In Other Current Liabilities
0.37
+274.49%
0.10
-79.79%
0.48
+9.73%
0.44
Financing Cash Flow
88.84
+2131.07%
-4.37
-106.26%
69.91
+1136.78%
-6.74
Net Issuance Payments Of Debt
104.70
+89.21%
55.34
-46.78%
103.98
+195.39%
35.20
Issuance Of Debt
450.95
+34.04%
336.44
+6.98%
314.48
+206.81%
102.50
Repayment Of Debt
-346.25
-23.18%
-281.10
-33.54%
-210.50
-212.78%
-67.30
Long Term Debt Issuance
450.95
+34.04%
336.44
+6.98%
314.48
+206.81%
102.50
Long Term Debt Payments
-346.25
-23.18%
-281.10
-33.54%
-210.50
-212.78%
-67.30
Net Long Term Debt Issuance
104.70
+89.21%
55.34
-46.78%
103.98
+195.39%
35.20
Net Common Stock Issuance
41.64
+1976.66%
2.00
-95.43%
43.90
+699.33%
5.49
Common Stock Dividend Paid
-57.16
+6.22%
-60.95
+19.87%
-76.06
-61.66%
-47.05
Cash Dividends Paid
-57.16
+6.22%
-60.95
+19.87%
-76.06
-61.66%
-47.05
Repurchase Of Capital Stock
—
—
0.00
0.00
Net Other Financing Charges
0.00
0.00
0.00
0.00
Changes In Cash
-12.77
-207.00%
11.93
+42721.43%
-0.03
+99.75%
-11.25
Beginning Cash Position
15.15
+370.62%
3.22
-0.86%
3.25
-77.59%
14.49
End Cash Position
2.38
-84.26%
15.15
+370.62%
3.22
-0.86%
3.25
Free Cash Flow
-101.61
-723.06%
16.31
+123.32%
-69.94
-1452.80%
-4.50
Common Stock Issuance
41.64
+1976.66%
2.00
-95.43%
43.90
+699.33%
5.49
Issuance Of Capital Stock
41.64
+1976.66%
2.00
-95.43%
43.90
+699.33%
5.49
Net Preferred Stock Issuance
—
—
0.00
0.00
Preferred Stock Issuance
—
—
—
0.00
Preferred Stock Payments
—
—
0.00
0.00
SEC Filings

Recent 10-K, 10-Q, 8-K, and Form 4 (insider) filings.

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