Symbols / GUG Stock $15.60 +0.06% Guggenheim Active Allocation Fund

Financial Services • Asset Management • United States • NYQ
GUG (Stock) Chart
O: — H: — L: — C: — V: —
SMA 20: — SMA 50: — SMA 200: —
Stock Fundamentals
Scroll to Statements
Index EQUITY
Sector Financial Services
Industry Asset Management
CEO —
Exch · Country NYQ · United States
Market Cap 514.49M
Enterprise Value —
Income —
Sales —
FCF (ttm) —
Book/sh —
Cash/sh —
Employees —
Insider 10d —
IPO Nov 24, 2021
Div forward ($/yr)
Div TTM ($/yr)
Dividend Yield
Ex-Div Date
5Y Avg Yield
Yield vs 5Y Avg
Payout 111.33%
P/E 12.19
Forward P/E —
PEG —
P/S —
P/B —
P/C —
EV/EBITDA —
EV/Sales —
Quick Ratio —
Current Ratio —
Debt/Eq —
LT Debt/Eq —
EPS (ttm) 1.28
EPS next Y —
EPS Growth —
Revenue Growth —
EPS Gr Q/Q —
Rev Gr Q/Q —
Earnings (next) —
Earnings (prior) —
ROA —
ROE —
ROIC —
Gross Margin 0.00%
Oper. Margin 0.00%
Profit Margin 0.00%
Shs Outstand 32.98M
Shs Float —
Insider Own 0.00%
Instit Own 32.67%
Short Float —
Short Ratio 0.95
Short Interest 81.22K
52W High 16.50
vs 52W High -5.45%
52W Low 14.70
vs 52W Low 6.12%
Beta —
Impl. Vol. —
Rel Volume 0.41
Avg Volume 76.31K
Volume 31.54K
Target (mean) —
Tgt Median —
Tgt Low —
Tgt High —
# Analysts —
Recom None
Prev Close $15.59
Price $15.60
Change 0.06%
About

No company description available for this symbol.

Valuation Models

Price estimates from analyst targets and simple models.

1. Analyst consensus
—
Mean price target
2. Current target
$15.60
Latest analyst target
3. DCF / Fair value
$19.20
Fallback: EPS × 15 (assumed fair P/E). No FCF data; use with …
Ratings
Current target
$15.60
Low
—
High
—
Mean
—
News
RSS: Latest GUG news
Insider Transactions
Filed Date Insider Relationship Transaction Shares Price Value SEC
2026-03-06 BARNES RANDALL C Director — 3,000 $15.85 $47,550
2025-12-18 NYBERG RONALD A Trustee — 321 $15.53 $4,985
2025-05-05 NYBERG RONALD A Director — 1,305 $15.15 $19,775
2025-04-01 TOUPIN RONALD E JR Director — 1,500 $15.10 $22,650
2024-10-03 BARNES RANDALL C Trustee — 500 $16.45 $8,225
2024-09-03 BROCK-KYLE ANGELA Trustee — 909 $15.93 $14,500
Financials
Statement View
Amounts in millions (2 decimals, no suffix) • EPS per share (2 decimals) • Trend = period evolution • YoY Growth = previous period %
Line Item Trend 2025-05-31 2024-05-31 2023-05-31
Total Revenue
46.97
-33.05%
70.16
+1244.59%
-6.13
Operating Revenue
46.97
-33.05%
70.16
+1244.59%
-6.13
Operating Expense
1.03
+10.54%
0.93
-5.72%
0.99
Selling General And Administration
1.03
+7.79%
0.95
-5.55%
1.01
General And Administrative Expense
1.03
+7.79%
0.95
-5.55%
1.01
Other Operating Expenses
0.00
+116.46%
-0.02
-2.70%
-0.02
Net Income
45.94
-33.63%
69.22
+1072.74%
-7.12
Pretax Income
45.94
-33.63%
69.22
+1072.74%
-7.12
Net Interest Income
42.67
+8.43%
39.35
+21.02%
32.52
Interest Expense
10.63
+22.72%
8.66
+4.75%
8.27
Interest Income
53.29
+11.01%
48.01
+17.72%
40.78
Gain On Sale Of Security
-10.47
+22.43%
-13.50
-1194.08%
-1.04
Tax Rate For Calcs
0.00
+0.00%
0.00
0.00
Tax Effect Of Unusual Items
0.00
0.00
0.00
Net Income Including Noncontrolling Interests
45.94
-33.63%
69.22
+1072.74%
-7.12
Net Income From Continuing Operation Net Minority Interest
45.94
-33.63%
69.22
+1072.74%
-7.12
Net Income From Continuing And Discontinued Operation
45.94
-33.63%
69.22
+1072.74%
-7.12
Net Income Continuous Operations
45.94
-33.63%
69.22
+1072.74%
-7.12
Normalized Income
45.94
-33.63%
69.22
+1072.74%
-7.12
Net Income Common Stockholders
45.94
-33.63%
69.22
+1072.74%
-7.12
Diluted EPS
1.40
-33.65%
2.11
+1104.76%
-0.21
Basic EPS
1.40
-33.65%
2.11
+1104.76%
-0.21
Basic Average Shares
32.82
+0.02%
32.81
-3.19%
33.89
Diluted Average Shares
32.82
+0.02%
32.81
-3.19%
33.89
Diluted NI Availto Com Stockholders
45.94
-33.63%
69.22
+1072.74%
-7.12
Line Item Trend 2025-05-31 2024-05-31 2023-05-31 2022-05-31
Total Assets
783.57
+7.26%
730.57
+1.00%
723.33
-13.59%
837.05
Cash And Cash Equivalents
0.52
+192.43%
0.18
-59.41%
0.44
+187.69%
0.15
Cash Financial
0.52
+192.43%
0.18
-59.41%
0.44
+187.69%
0.15
Receivables
26.83
+176.27%
9.71
+16.32%
8.35
-70.30%
28.12
Taxes Receivable
0.01
—
0.00
—
Prepaid Assets
0.00
-82.37%
0.01
-16.79%
0.01
-13.91%
0.02
Investments And Advances
753.52
+4.95%
718.01
+0.62%
713.57
-11.74%
808.49
Total Liabilities Net Minority Interest
241.19
+28.89%
187.13
-7.42%
202.12
-22.78%
261.73
Payables
55.59
+173.37%
20.33
+592.20%
2.94
-54.99%
6.53
Accounts Payable
51.31
+189.12%
17.75
+1443.96%
1.15
-64.65%
3.25
Other Payable
4.28
+65.38%
2.59
+44.71%
1.79
-45.41%
3.28
Long Term Debt And Capital Lease Obligation
182.47
+9.64%
166.42
-15.31%
196.51
-20.82%
248.19
Stockholders Equity
542.39
-0.19%
543.44
+4.26%
521.22
-9.40%
575.32
Common Stock Equity
542.39
-0.19%
543.44
+4.26%
521.22
-9.40%
575.32
Capital Stock
0.33
+0.00%
0.33
+0.00%
0.33
+0.00%
0.33
Common Stock
0.33
+0.00%
0.33
+0.00%
0.33
+0.00%
0.33
Share Issued
32.98
+0.00%
32.98
+0.00%
32.98
+0.00%
32.98
Ordinary Shares Number
32.98
+0.00%
32.98
+0.00%
32.98
+0.00%
32.98
Additional Paid In Capital
615.01
-2.60%
631.45
-2.64%
648.60
-1.61%
659.22
Retained Earnings
-72.95
+17.41%
-88.33
+30.84%
-127.71
-51.64%
-84.22
Total Equity Gross Minority Interest
542.39
-0.19%
543.44
+4.26%
521.22
-9.40%
575.32
Total Capitalization
724.86
+2.11%
709.86
-1.10%
717.73
-12.85%
823.51
Invested Capital
724.86
+2.11%
709.86
-1.10%
717.73
-12.85%
823.51
Total Debt
182.47
+9.64%
166.42
-15.31%
196.51
-20.82%
248.19
Net Debt
181.95
+9.45%
166.24
-15.21%
196.07
-20.95%
248.03
Net Tangible Assets
542.39
-0.19%
543.44
+4.26%
521.22
-9.40%
575.32
Tangible Book Value
542.39
-0.19%
543.44
+4.26%
521.22
-9.40%
575.32
Cash Cash Equivalents And Federal Funds Sold
3.21
+13.25%
2.84
+102.45%
1.40
+228.01%
0.43
Derivative Product Liabilities
2.84
+1059.30%
0.25
-89.29%
2.29
-66.90%
6.92
Financial Assets Designatedas Fair Value Through Profitor Loss Total
753.32
+5.01%
717.37
+0.87%
711.15
-11.80%
806.28
Investmentin Financial Assets
753.52
+4.95%
718.01
+0.62%
713.57
-11.74%
808.49
Line Item Trend 2025-05-31 2024-05-31 2023-05-31
Operating Cash Flow
31.35
-60.09%
78.56
-21.12%
99.59
Net Income From Continuing Operations
45.94
-33.63%
69.22
+1072.74%
-7.12
Other Non Cash Items
-2.33
-14.66%
-2.03
-124.43%
-0.91
Gain Loss On Investment Securities
-30.34
-1241.16%
-2.26
-102.48%
91.13
Change In Working Capital
18.45
+5.98%
17.41
+1.34%
17.18
Change In Receivables
-17.13
-1157.03%
-1.36
-106.89%
19.77
Change In Prepaid Assets
0.01
+308.10%
0.00
+3.92%
0.00
Change In Payable
35.25
+102.65%
17.40
+584.64%
-3.59
Change In Other Current Assets
-0.00
-266.67%
0.00
-99.98%
0.51
Change In Other Current Liabilities
0.31
-77.25%
1.37
+183.72%
0.48
Financing Cash Flow
-30.98
+59.83%
-77.12
+21.79%
-98.61
Net Issuance Payments Of Debt
16.02
+153.17%
-30.13
+41.64%
-51.62
Issuance Of Debt
1,337.23
+49.70%
893.26
+50.51%
593.51
Repayment Of Debt
-1,321.21
-43.08%
-923.39
-43.13%
-645.13
Long Term Debt Issuance
1,337.23
+49.70%
893.26
+50.51%
593.51
Long Term Debt Payments
-1,321.21
-43.08%
-923.39
-43.13%
-645.13
Net Long Term Debt Issuance
16.02
+153.17%
-30.13
+41.64%
-51.62
Common Stock Dividend Paid
-47.00
+0.00%
-47.00
+0.00%
-47.00
Cash Dividends Paid
-47.00
+0.00%
-47.00
+0.00%
-47.00
Net Other Financing Charges
0.00
0.00
-100.00%
0.01
Changes In Cash
0.38
-73.81%
1.44
+47.39%
0.97
Beginning Cash Position
2.84
+102.45%
1.40
+228.01%
0.43
End Cash Position
3.21
+13.25%
2.84
+102.45%
1.40
Free Cash Flow
31.35
-60.09%
78.56
-21.12%
99.59
Dividend Received CFO
—
—
0.00
SEC Filings

Recent 10-K, 10-Q, 8-K, and Form 4 (insider) filings.

Trades
Date User Broker Pattern Type Position Size Entry Price Trade P&L Status
Posts
Published Title Author Category