Symbols / PFLT Stock $8.29 +0.61% PennantPark Floating Rate Capital Ltd.

Financial Services • Asset Management • United States • NYQ
PFLT (Stock) Chart
O: — H: — L: — C: — V: —
SMA 20: — SMA 50: — SMA 200: —
Stock Fundamentals
Scroll to Statements
Index EQUITY
Sector Financial Services
Industry Asset Management
CEO Mr. Arthur Howard Penn
Exch · Country NYQ · United States
Market Cap 822.52M
Enterprise Value 2.36B
Income 61.97M
Sales 268.52M
FCF (ttm) 44.05M
Book/sh 10.49
Cash/sh 1.23
Employees —
Insider 10d —
IPO Apr 08, 2011
Div forward ($/yr)
Div TTM ($/yr)
Dividend Yield
Ex-Div Date
5Y Avg Yield
Yield vs 5Y Avg
Payout 195.24%
P/E 13.16
Forward P/E 7.55
PEG 0.26
P/S 3.06
P/B 0.79
P/C —
EV/EBITDA —
EV/Sales 8.80
Quick Ratio 4.14
Current Ratio 4.19
Debt/Eq 160.56
LT Debt/Eq —
EPS (ttm) 0.63
EPS next Y 1.10
EPS Growth 20.33%
Revenue Growth 6.50%
EPS Gr Q/Q 22.46%
Rev Gr Q/Q —
Earnings (next) 2026-05-07
Earnings (prior) 2026-05-07
ROA 5.01%
ROE 5.89%
ROIC —
Gross Margin 100.00%
Oper. Margin 77.31%
Profit Margin 23.08%
Shs Outstand 99.22M
Shs Float —
Insider Own 0.89%
Instit Own 21.89%
Short Float 4.45%
Short Ratio 4.42
Short Interest 4.38M
52W High 10.88
vs 52W High -23.81%
52W Low 7.68
vs 52W Low 7.94%
Beta —
Impl. Vol. 57.03%
Rel Volume 0.88
Avg Volume 1.09M
Volume 958.44K
Target (mean) $10.25
Tgt Median $10.00
Tgt Low $10.00
Tgt High $11.00
# Analysts 6
Recom Buy
Prev Close $8.24
Price $8.29
Change 0.61%
About

PennantPark Floating Rate Capital Ltd. is a business development company. It seeks to make secondary direct, debt, equity, and loan investments. The fund seeks to invest through floating rate loans in private or thinly traded or small market-cap, public middle market companies. It primarily invests in the United States and to a limited extent non-U.S. companies. The fund typically invests between $2 million and $20 million. The fund also invests in equity securities, such as preferred stock, common stock, warrants or options received in connection with debt investments or through direct investments. It primarily invests between $10 million and $50 million in investments in senior secured loans and mezzanine debt. It seeks to invest in companies not rated by national rating agencies. The companies if rated would be between BB and CCC under the Standard & Poor's system. The fund invests 30% is invested in non-qualifying assets like investments in public companies whose securities are not thinly traded or do not have a market capitalization of less than $250 million, securities of middle-market companies located outside of the United States, high-yield bonds, distressed debt, private equity, securities of public companies that are not thinly traded, and investment companies as defined in the 1940 Act. Under normal conditions, the fund expects atleast 80 percent of its net assets plus any borrowings for investment purposes to be invested in Floating Rate Loans and investments with similar economic characteristics, including cash equivalents invested in money market funds. It expects to represent 65 percent of its portfolio through senior secured loans. In case of floating rate loans, it holds investments for a period of three to ten years.

Valuation Models

Price estimates from analyst targets and simple models.

1. Analyst consensus
$10.25
Mean price target
2. Current target
$8.29
Latest analyst target
3. DCF / Fair value
$7.99
Simplified: (Free Cash Flow ÷ Shares) × 18 (P/FCF multiple). Not a …
Ratings
Current target
$8.29
Low
$10.00
High
$11.00
Mean
$10.25

Latest analyst rating changes

Date Action Analyst Rating Change Price Target
2026-05-19 main Truist Securities Buy → Buy $9
2026-04-22 main Citizens Market Outperform → Market Outperform $10
2026-02-12 main Keefe, Bruyette & Woods Outperform → Outperform $10
2025-10-14 main UBS Neutral → Neutral $10
2025-10-06 up Keefe, Bruyette & Woods Market Perform → Outperform $11
2025-09-03 reit JMP Securities Market Outperform → Market Outperform $11
2025-08-13 main Keefe, Bruyette & Woods Market Perform → Market Perform $11
2025-07-16 main UBS Neutral → Neutral $11
2025-06-24 main JMP Securities Market Outperform → Market Outperform $11
2025-05-14 main Maxim Group Buy → Buy $12
2025-05-14 main Truist Securities Buy → Buy $11
2025-04-17 main UBS Neutral → Neutral $11
2025-04-08 main Keefe, Bruyette & Woods Market Perform → Market Perform $11
2024-08-12 up Maxim Group Hold → Buy $12
2024-07-30 main JMP Securities Market Outperform → Market Outperform $12
2024-03-26 reit JMP Securities Market Outperform → Market Outperform $13
2024-01-18 main JMP Securities Market Outperform → Market Outperform $13
2023-06-08 init UBS — → Neutral $11
2023-05-15 reit JMP Securities Market Outperform → Market Outperform $12
2023-03-13 reit JMP Securities — → Market Outperform $12
News
RSS: Latest PFLT news
Insider Transactions
Filed Date Insider Relationship Transaction Shares Price Value SEC
2026-05-12 BRIONES JOSE A. JR. Director — 5,770 $8.67 $50,020
2026-03-11 ALLORTO RICHARD T JR Chief Financial Officer — 15,000 $8.15 $122,250
2026-02-19 BRIONES JOSE A. JR. Director — 5,895 $8.48 $49,990
2025-12-01 BRIONES JOSE A. JR. Director — 5,500 $9.10 $50,044
2025-05-21 BRIONES JOSE A. JR. Director — 1,480 $10.13 $14,995
2025-05-14 BRIONES JOSE A. JR. Director — 9,840 $10.16 $99,925
2024-06-05 BRIONES JOSE A. JR. Director — 1,745 $11.40 $19,892
2024-05-30 ALLORTO RICHARD T JR Chief Financial Officer — 10,000 $11.30 $113,000
2024-05-28 BRIONES JOSE A. JR. Director — 885 $11.33 $10,027
Financials
Statement View
Amounts in millions (2 decimals, no suffix) • EPS per share (2 decimals) • Trend = period evolution • YoY Growth = previous period %
Line Item Trend 2025-09-30 2024-09-30 2023-09-30 2022-09-30
Total Revenue
78.29
-27.91%
108.60
+157.63%
42.16
+262.97%
11.61
Operating Revenue
78.29
-27.91%
108.60
+157.63%
42.16
+262.97%
11.61
Operating Expense
10.80
-31.14%
15.68
+254.67%
4.42
+38.46%
3.19
Selling General And Administration
7.50
+12.71%
6.65
+50.51%
4.42
+38.46%
3.19
General And Administrative Expense
7.50
+12.71%
6.65
+50.51%
4.42
+38.46%
3.19
Other Operating Expenses
3.30
-63.47%
9.03
—
—
Net Income
66.36
-27.74%
91.84
+133.92%
39.26
+1037.01%
3.45
Pretax Income
67.50
-27.36%
92.92
+146.26%
37.73
+348.09%
8.42
Net Interest Income
145.63
+39.67%
104.27
+27.89%
81.53
+46.92%
55.49
Interest Expense
93.23
+57.42%
59.22
+55.17%
38.17
+28.27%
29.75
Interest Income
238.86
+46.10%
163.49
+36.59%
119.70
+40.41%
85.25
Gain On Sale Of Security
-5.94
-2776.13%
0.22
+101.40%
-15.89
-43.09%
-11.11
Tax Provision
1.13
+4.52%
1.08
+170.92%
-1.53
-130.74%
4.97
Tax Rate For Calcs
0.00
+43.90%
0.00
-94.45%
0.00
+0.00%
0.00
Tax Effect Of Unusual Items
0.00
0.00
0.00
0.00
Net Income Including Noncontrolling Interests
66.36
-27.74%
91.84
+133.92%
39.26
+1037.01%
3.45
Net Income From Continuing Operation Net Minority Interest
66.36
-27.74%
91.84
+133.92%
39.26
+1037.01%
3.45
Net Income From Continuing And Discontinued Operation
66.36
-27.74%
91.84
+133.92%
39.26
+1037.01%
3.45
Net Income Continuous Operations
66.36
-27.74%
91.84
+133.92%
39.26
+1037.01%
3.45
Normalized Income
66.36
-27.74%
91.84
+133.92%
39.26
+1037.01%
3.45
Net Income Common Stockholders
66.36
-27.74%
91.84
+133.92%
39.26
+1037.01%
3.45
Diluted EPS
0.72
-48.57%
1.40
+81.82%
0.77
+862.50%
0.08
Basic EPS
0.72
-48.57%
1.40
+81.82%
0.77
+862.50%
0.08
Basic Average Shares
92.17
+40.51%
65.60
+28.66%
50.99
+18.13%
43.16
Diluted Average Shares
92.17
+40.51%
65.60
+28.66%
50.99
+18.13%
43.16
Diluted NI Availto Com Stockholders
66.36
-27.74%
91.84
+133.92%
39.26
+1037.01%
3.45
Line Item Trend 2023-09-30
Total Assets
1,179.61
Cash And Cash Equivalents
100.56
Cash Equivalents
100.56
Cash Financial
—
Receivables
10.99
Prepaid Assets
0.89
Investments And Advances
1,067.17
Total Liabilities Net Minority Interest
526.01
Payables
28.78
Accounts Payable
20.83
Other Payable
7.95
Long Term Debt And Capital Lease Obligation
495.43
Stockholders Equity
653.61
Common Stock Equity
653.61
Capital Stock
0.06
Common Stock
0.06
Share Issued
58.73
Ordinary Shares Number
58.73
Treasury Shares Number
0.00
Additional Paid In Capital
765.19
Retained Earnings
-111.64
Total Equity Gross Minority Interest
653.61
Total Capitalization
1,149.04
Invested Capital
1,149.04
Total Debt
495.43
Net Debt
394.88
Net Tangible Assets
653.61
Tangible Book Value
653.61
Cash Cash Equivalents And Federal Funds Sold
100.56
Financial Assets Designatedas Fair Value Through Profitor Loss Total
1,067.17
Investmentin Financial Assets
1,067.17
Line Item Trend 2025-09-30 2024-09-30 2023-09-30 2022-09-30
Operating Cash Flow
-720.58
+10.08%
-801.38
-670.12%
140.56
+401.77%
-46.58
Net Income From Continuing Operations
66.36
-27.74%
91.84
+133.92%
39.26
+1037.01%
3.45
Other Non Cash Items
-13.03
-113.84%
-6.09
-19.73%
-5.09
-4.99%
-4.85
Gain Loss On Investment Securities
-775.09
+14.62%
-907.85
-962.32%
105.28
+246.20%
-72.01
Change In Working Capital
1.17
-94.37%
20.72
+1768.44%
1.11
-95.87%
26.83
Change In Receivables
-2.43
-15.39%
-2.10
-52525.00%
-0.00
-100.01%
28.43
Change In Prepaid Assets
-1.95
-379.45%
0.70
+576.71%
-0.15
+80.48%
-0.75
Change In Accrued Expense
—
—
0.52
+163.20%
-0.83
Change In Payable
5.39
-75.74%
22.21
+450.76%
4.03
+174.40%
-5.42
Change In Other Current Liabilities
0.15
+285.37%
-0.08
+97.04%
-2.77
-160.73%
4.57
Financing Cash Flow
731.22
-10.04%
812.87
+988.07%
-91.53
-291.91%
47.70
Net Issuance Payments Of Debt
601.00
-12.04%
683.24
+478.53%
-180.50
-1407.94%
13.80
Issuance Of Debt
1,006.00
-13.24%
1,159.45
+1683.78%
65.00
-71.93%
231.59
Repayment Of Debt
-405.00
+14.96%
-476.22
-93.98%
-245.50
-12.72%
-217.79
Long Term Debt Issuance
1,006.00
-13.24%
1,159.45
+1683.78%
65.00
-71.93%
231.59
Long Term Debt Payments
-405.00
+14.96%
-476.22
-93.98%
-245.50
-12.72%
-217.79
Net Long Term Debt Issuance
601.00
-12.04%
683.24
+478.53%
-180.50
-1407.94%
13.80
Net Common Stock Issuance
245.48
+14.76%
213.91
+44.14%
148.41
+81.13%
81.94
Common Stock Dividend Paid
-111.56
-41.55%
-78.81
-34.17%
-58.74
-27.51%
-46.07
Cash Dividends Paid
-111.56
-41.55%
-78.81
-34.17%
-58.74
-27.51%
-46.07
Net Other Financing Charges
0.00
0.00
0.00
0.00
Changes In Cash
10.64
-7.41%
11.49
-76.56%
49.03
+4289.44%
1.12
Effect Of Exchange Rate Changes
-0.00
-150.00%
0.00
-89.19%
0.04
-88.44%
0.32
Beginning Cash Position
112.05
+11.43%
100.56
+95.30%
51.49
+2.87%
50.05
End Cash Position
122.69
+9.49%
112.05
+11.43%
100.56
+95.30%
51.49
Free Cash Flow
-720.58
+10.08%
-801.38
-670.12%
140.56
+401.77%
-46.58
Common Stock Issuance
245.48
+14.76%
213.91
+44.14%
148.41
+81.13%
81.94
Interest Paid CFF
-2.97
+26.30%
-4.03
0.00
0.00
Issuance Of Capital Stock
245.48
+14.76%
213.91
+44.14%
148.41
+81.13%
81.94
SEC Filings

Recent 10-K, 10-Q, 8-K, and Form 4 (insider) filings.

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