Symbols / XFLT Stock $18.11 +0.39% XAI Octagon Floating Rate & Alternative Income Trust

Financial Services • Asset Management • United States • NYQ
XFLT (Stock) Chart
O: — H: — L: — C: — V: —
SMA 20: — SMA 50: — SMA 200: —
Stock Fundamentals
Scroll to Statements
Index EQUITY
Sector Financial Services
Industry Asset Management
CEO —
Exch · Country NYQ · United States
Market Cap 275.83M
Enterprise Value —
Income —
Sales —
FCF (ttm) —
Book/sh —
Cash/sh —
Employees —
Insider 10d —
IPO Oct 09, 2017
Div forward ($/yr)
Div TTM ($/yr)
Dividend Yield
Ex-Div Date
5Y Avg Yield
Yield vs 5Y Avg
Payout 5.61%
P/E 22.64
Forward P/E —
PEG —
P/S —
P/B —
P/C —
EV/EBITDA —
EV/Sales —
Quick Ratio —
Current Ratio —
Debt/Eq —
LT Debt/Eq —
EPS (ttm) 0.80
EPS next Y —
EPS Growth —
Revenue Growth —
EPS Gr Q/Q —
Rev Gr Q/Q —
Earnings (next) 2022-11-03
Earnings (prior) 2022-11-03
ROA —
ROE —
ROIC —
Gross Margin 0.00%
Oper. Margin 0.00%
Profit Margin 0.00%
Shs Outstand 15.23M
Shs Float —
Insider Own 1.76%
Instit Own 26.24%
Short Float 0.14%
Short Ratio 0.15
Short Interest 20.66K
52W High 29.30
vs 52W High -38.19%
52W Low 14.93
vs 52W Low 21.34%
Beta —
Impl. Vol. —
Rel Volume 0.31
Avg Volume 147.47K
Volume 45.91K
Target (mean) —
Tgt Median —
Tgt Low —
Tgt High —
# Analysts —
Recom None
Prev Close $18.04
Price $18.11
Change 0.39%
About

XAI Octagon Floating Rate & Alternative Income Trust is headquartered in Chicago, Illinois.

Valuation Models

Price estimates from analyst targets and simple models.

1. Analyst consensus
—
Mean price target
2. Current target
$18.11
Latest analyst target
3. DCF / Fair value
$12.00
Fallback: EPS × 15 (assumed fair P/E). No FCF data; use with …
Ratings
Current target
$18.11
Low
—
High
—
Mean
—

Latest analyst rating changes

Date Action Analyst Rating Change Price Target
2023-09-12 main B. Riley Securities Buy → Buy $8
2023-06-06 main B. Riley Securities Buy → Buy $8
2022-10-20 main B. Riley Securities — → Buy $8
2021-09-23 init B. Riley Securities — → Buy $11
News
RSS: Latest XFLT news
Insider Transactions
Filed Date Insider Relationship Transaction Shares Price Value SEC
2026-02-19 SPENCE JOHN YOGI Officer — 5,000 $3.90 $19,500
2025-12-24 SPENCE JOHN YOGI Officer — 7,811 — —
2025-12-24 BROMBACH THEODORE J Chief Executive Officer — 7,811 — —
2025-10-24 LAW LAUREN KRISTEN Affiliate of Investment Advisor — 20,000 $5.01 $100,140
2025-09-11 JONES SCOTT CRAVEN Trustee — 13,008 $5.62 $73,119
2025-02-21 SPENCE JOHN YOGI Officer — 2,000 $6.38 $12,760
2025-02-19 SPENCE JOHN YOGI Officer — 3,000 $6.41 $19,229
2024-12-19 SPENCE JOHN YOGI Affiliated Person — 2,000 $6.50 $13,000
2024-05-21 SPENCE JOHN YOGI Affiliated Person — 6,000 — —
2024-05-10 SPENCE JOHN YOGI Other Executive — 6,867 $7.13 $48,962
Financials
Statement View
Amounts in millions (2 decimals, no suffix) • EPS per share (2 decimals) • Trend = period evolution • YoY Growth = previous period %
Line Item Trend 2025-09-30 2024-09-30 2023-09-30 2022-09-30
Total Revenue
19.55
-66.13%
57.70
+8.88%
53.00
+270.29%
-31.12
Operating Revenue
19.55
-66.13%
57.70
+8.88%
53.00
+270.29%
-31.12
Operating Expense
9.66
+9.31%
8.84
+38.79%
6.37
+14.51%
5.56
Selling General And Administration
2.41
+10.92%
2.17
+27.77%
1.70
+18.16%
1.44
General And Administrative Expense
2.41
+10.92%
2.17
+27.77%
1.70
+18.16%
1.44
Other Operating Expenses
7.25
+8.78%
6.67
+42.80%
4.67
+13.24%
4.12
Net Income
9.88
-79.77%
48.86
+4.80%
46.63
+227.11%
-36.68
Pretax Income
9.88
-79.77%
48.86
+4.80%
46.63
+227.11%
-36.68
Net Interest Income
73.21
-0.50%
73.57
+49.95%
49.07
+27.88%
38.37
Interest Expense
12.94
+6.16%
12.19
+58.98%
7.67
+170.42%
2.83
Interest Income
86.15
+0.45%
85.76
+51.17%
56.73
+37.69%
41.20
Gain On Sale Of Security
-24.74
-1400.90%
-1.65
+84.32%
-10.51
-538.17%
-1.65
Tax Rate For Calcs
0.00
+0.00%
0.00
+0.00%
0.00
0.00
Tax Effect Of Unusual Items
0.00
0.00
0.00
0.00
Net Income Including Noncontrolling Interests
9.88
-79.77%
48.86
+4.80%
46.63
+227.11%
-36.68
Net Income From Continuing Operation Net Minority Interest
9.88
-79.77%
48.86
+4.80%
46.63
+227.11%
-36.68
Net Income From Continuing And Discontinued Operation
9.88
-79.77%
48.86
+4.80%
46.63
+227.11%
-36.68
Net Income Continuous Operations
9.88
-79.77%
48.86
+4.80%
46.63
+227.11%
-36.68
Normalized Income
9.88
-79.77%
48.86
+4.80%
46.63
+227.11%
-36.68
Net Income Common Stockholders
9.88
-79.77%
48.86
+4.80%
46.63
+227.11%
-36.68
Diluted EPS
0.16
-96.83%
5.05
-17.21%
6.10
+211.93%
-5.45
Basic EPS
0.16
-96.83%
5.05
-17.21%
6.10
+211.93%
-5.45
Basic Average Shares
61.77
+538.40%
9.68
+26.59%
7.64
+13.56%
6.73
Diluted Average Shares
61.77
+538.40%
9.68
+26.59%
7.64
+13.56%
6.73
Diluted NI Availto Com Stockholders
9.88
-79.77%
48.86
+4.80%
46.63
+227.11%
-36.68
Line Item Trend 2025-09-30 2024-09-30 2023-09-30 2022-09-30
Total Assets
738.60
-7.73%
800.48
+47.39%
543.10
+34.10%
404.98
Cash And Cash Equivalents
6.91
-12.50%
7.90
+550.02%
1.21
+7.68%
1.13
Cash Financial
6.91
-12.50%
7.90
+550.02%
1.21
+7.68%
1.13
Receivables
13.21
-37.50%
21.13
+1.06%
20.91
+53.29%
13.64
Prepaid Assets
0.65
+36.17%
0.48
+25.90%
0.38
-30.85%
0.55
Investments And Advances
717.80
-6.89%
770.88
+48.10%
520.52
+33.62%
389.56
Total Liabilities Net Minority Interest
293.35
-14.61%
343.55
+40.33%
244.82
+37.40%
178.18
Payables
27.28
-53.72%
58.95
+58.68%
37.15
+122.85%
16.67
Accounts Payable
25.74
-55.15%
57.38
+59.11%
36.06
+132.64%
15.50
Other Payable
1.54
-1.37%
1.57
+44.13%
1.09
-7.07%
1.17
Long Term Debt And Capital Lease Obligation
201.28
-1.29%
203.92
+35.71%
150.27
+33.17%
112.84
Preferred Securities Outside Stock Equity
64.79
-19.70%
80.69
+40.57%
57.40
+17.93%
48.67
Stockholders Equity
445.25
-2.55%
456.92
+53.19%
298.28
+31.52%
226.80
Common Stock Equity
445.25
-2.55%
456.92
+53.19%
298.28
+31.52%
226.80
Capital Stock
547.79
+8.78%
503.59
+43.50%
350.94
+21.35%
289.20
Common Stock
547.79
+8.78%
503.59
+43.50%
350.94
+21.35%
289.20
Share Issued
15.23
+10.58%
13.77
+53.92%
8.95
+26.15%
7.09
Ordinary Shares Number
15.23
+10.58%
13.77
+53.92%
8.95
+26.15%
7.09
Retained Earnings
-102.54
-119.73%
-46.67
+11.37%
-52.65
+15.61%
-62.40
Total Equity Gross Minority Interest
445.25
-2.55%
456.92
+53.19%
298.28
+31.52%
226.80
Total Capitalization
646.53
-2.17%
660.84
+47.33%
448.55
+32.07%
339.64
Invested Capital
646.53
-2.17%
660.84
+47.33%
448.55
+32.07%
339.64
Total Debt
201.28
-1.29%
203.92
+35.71%
150.27
+33.17%
112.84
Net Debt
194.38
-0.84%
196.03
+31.52%
149.05
+33.43%
111.71
Net Tangible Assets
445.25
-2.55%
456.92
+53.19%
298.28
+31.52%
226.80
Tangible Book Value
445.25
-2.55%
456.92
+53.19%
298.28
+31.52%
226.80
Cash Cash Equivalents And Federal Funds Sold
6.91
-12.50%
7.90
+550.02%
1.21
+7.68%
1.13
Financial Assets Designatedas Fair Value Through Profitor Loss Total
717.80
-6.89%
770.88
+48.10%
520.52
+33.62%
389.56
Investmentin Financial Assets
717.80
-6.89%
770.88
+48.10%
520.52
+33.62%
389.56
Preferred Shares Number
1.60
+0.00%
1.60
+0.00%
1.60
+0.00%
1.60
Line Item Trend 2025-09-30 2024-09-30 2023-09-30 2022-09-30
Operating Cash Flow
42.50
+123.36%
-181.98
-155.67%
-71.18
+3.73%
-73.94
Net Income From Continuing Operations
9.88
-79.77%
48.86
+4.79%
46.63
+227.11%
-36.68
Other Non Cash Items
27.68
+95.78%
14.14
+211.17%
4.54
-65.68%
13.24
Gain Loss On Investment Securities
28.30
+110.73%
-263.60
-94.75%
-135.35
-631.10%
-18.51
Change In Working Capital
-23.36
-225.41%
18.62
+43.21%
13.00
+140.67%
-31.98
Change In Receivables
9.30
+1615.08%
-0.61
+89.94%
-6.10
+37.59%
-9.78
Change In Prepaid Assets
-0.12
+4.82%
-0.12
-158.81%
0.21
+179.79%
-0.26
Change In Accrued Expense
-0.03
-107.77%
0.44
+633.56%
-0.08
+57.10%
-0.19
Change In Payable
-32.50
-271.80%
18.92
-0.33%
18.98
+187.69%
-21.65
Change In Other Current Assets
—
—
—
-0.10
Change In Other Current Liabilities
0.00
0.00
0.00
0.00
Financing Cash Flow
-43.49
-123.05%
188.66
+164.73%
71.26
+1.30%
70.35
Net Issuance Payments Of Debt
-2.05
-103.82%
53.70
+44.35%
37.20
+148.00%
15.00
Issuance Of Debt
304.00
+242.73%
88.70
+60.69%
55.20
+64.78%
33.50
Repayment Of Debt
-306.05
-774.43%
-35.00
-94.44%
-18.00
+2.70%
-18.50
Long Term Debt Issuance
304.00
+242.73%
88.70
+60.69%
55.20
+64.78%
33.50
Long Term Debt Payments
-306.05
-774.43%
-35.00
-94.44%
-18.00
+2.70%
-18.50
Net Long Term Debt Issuance
-2.05
-103.82%
53.70
+44.35%
37.20
+148.00%
15.00
Net Common Stock Issuance
11.12
-91.34%
128.41
+123.44%
57.47
-18.63%
70.63
Common Stock Dividend Paid
-65.68
-33.81%
-49.08
-52.25%
-32.24
-31.61%
-24.49
Cash Dividends Paid
-65.68
-33.81%
-49.08
-52.25%
-32.24
-31.61%
-24.49
Net Other Financing Charges
0.00
0.00
-100.00%
0.20
0.00
Changes In Cash
-0.99
-114.78%
6.68
+7614.33%
0.09
+102.41%
-3.59
Beginning Cash Position
7.90
+550.02%
1.21
+7.68%
1.13
-76.08%
4.72
End Cash Position
6.91
-12.50%
7.90
+550.02%
1.21
+7.68%
1.13
Free Cash Flow
42.50
+123.36%
-181.98
-155.67%
-71.18
+3.73%
-73.94
Common Stock Issuance
11.12
-91.34%
128.41
+123.44%
57.47
-18.63%
70.63
Issuance Of Capital Stock
26.12
-85.82%
184.21
+178.67%
66.10
-17.54%
80.17
Net Preferred Stock Issuance
15.00
-73.12%
55.80
+546.18%
8.64
-9.52%
9.54
Preferred Stock Issuance
15.00
-73.12%
55.80
+546.18%
8.64
-9.52%
9.54
SEC Filings

Recent 10-K, 10-Q, 8-K, and Form 4 (insider) filings.

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